75
hits | 300 Brickstone Sq Fl 9, Andover, MA 01810-1492
1 978 289 1000
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Overview:
Celebrating our 20th anniversary, Northern Capital is an independent, securities, investment banking and advisory firm. The firm maintains distinct competencies in each of the targeted capital markets, financing and advisory services in which we specialize. Established in 1987, Northern Capital offers fixed income securities sales and trading, investment banking and advisory services to mid-market institutional investors, corporations, financial institutions and municipal governments. The firm also provides individual private client investment services through its Alliance Program, a securities brokerage networking program offered through credit unions, accounting firms, law firms and insurance agencies. Northern Capital Securities Corporation is a privately held registered broker-dealer with the U.S. Securities and Exchange Commission (SEC), member of the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB), and the Securities Investors Protection Corporation (SIPC). The firm maintains registered insurance producer licensing in the states in which it conducts insurance business. Northern Capital is a registered investment adviser pursuant to Section 203 of the Investment Advisers Act of 1940, in the states that it conducts investment advisory business. Operating in a highly regulated environment, we are proud of our compliance record and encourage interested parties to perform a background check on our firm and its registered... | |
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